-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K9DoTcNJhs9uS/5AmdGhJ1oqTd9rTqHEIWD//MuZMpcEsja24Qbgn+OKMEDwivf5 8P/+F6bWkghlIERx64z5Ow== 0000950116-97-001586.txt : 19970827 0000950116-97-001586.hdr.sgml : 19970827 ACCESSION NUMBER: 0000950116-97-001586 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970826 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SL INDUSTRIES INC CENTRAL INDEX KEY: 0000089270 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 210682685 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-34262 FILM NUMBER: 97669908 BUSINESS ADDRESS: STREET 1: 520 FELLOWSHIP ROAD STREET 2: STE 306C CITY: MT LAUREL STATE: NJ ZIP: 08054 BUSINESS PHONE: 6097271500 MAIL ADDRESS: STREET 1: 520 FELLOWSHIP ROAD STREET 2: STE 306C CITY: MT LAUREL STATE: NJ ZIP: 08054 FORMER COMPANY: FORMER CONFORMED NAME: SGL INDUSTRIES INC DATE OF NAME CHANGE: 19841008 FORMER COMPANY: FORMER CONFORMED NAME: GL INDUSTRIES INC DATE OF NAME CHANGE: 19710111 FORMER COMPANY: FORMER CONFORMED NAME: GL ELECTRONICS CO INC DATE OF NAME CHANGE: 19670928 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UM INVESTMENT CORP CENTRAL INDEX KEY: 0001019789 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510266463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 103 SPRINGER BLDG CONCORD PLAZA STREET 2: 3411 SILVERSIDE RD CITY: WILMINGTON STATE: DE ZIP: 19810 BUSINESS PHONE: 6093542200 MAIL ADDRESS: STREET 1: 103 SPRINGER BLDG CONCORD PLAZA STREET 2: 3411 SILVERSIDE RD CITY: WILMINGTON STATE: DE ZIP: 19810 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* SL INDUSTRIES, INC. ----------------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 784413106 --------------- (CUSIP Number) James H. Carll, Archer & Greiner, One Centennial Square, Haddonfield, NJ 08033 (609-795-2121) ---------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 26, 1997 ------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-l(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following pages) Page 1 of 5 Pages CUSIP NO. 784413106 ----------------- - ------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons UM Investment Corporation 51-0266463 - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially 375,500 Owned By Each ---------------------------------------------------- Reporting (8) Shared Voting Power Person -- With ---------------------------------------------------- (9) Sole Dispositive Power 375,500 ---------------------------------------------------- (10) Shared Dispositive Power -- - ------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 375,500 - ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 6.5% - ------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- 2 CUSIP NO. 784413106 ----------------- - ------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons UM Holdings, Ltd. 22-1982496 - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6) Citizenship or Place of Organization New Jersey - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Zero Owned By Each ---------------------------------------------------- Reporting (8) Shared Voting Power Person Zero With ---------------------------------------------------- (9) Sole Dispositive Power Zero ---------------------------------------------------- (10) Shared Dispositive Power Zero - ------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person Zero - ------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - ------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) Zero - ------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) HC and CO - ------------------------------------------------------------------------------- 3 The Reporting Persons have discovered that the Statement on Schedule 13D dated July 18, 1996, as heretofore amended, inadvertently failed to include a purchase of 5,000 shares of stock. Accordingly, the Schedule 13-D is hereby further amended as follows: Item 3 - Source and Amount of Funds or Other Consideration. Item 3 of Schedule 13D is amended to add the following paragraph: "Internal funds in the approximate amount of $35,000 were utilized to fund the purchase of the 5,000 shares of the Common Stock referred to in Item 5 of this Amendment No. 4" Item 5 - Interest in Securities of the Issuer. Item 5 of Schedule 13D is amended by deleting the first and fourth paragraphs thereof and substituting therefor the following: "UM Investment beneficially owns 375,500 shares of the Common Stock, representing 6.5% of the outstanding Common Stock (based upon the outstanding shares as indicated in SL's most recent available filing with the Securities and Exchange Commission)." "On March 26, 1997, UM Investment purchased, in a market transaction by a broker acting on its behalf, 5,000 shares of the Common Stock, at a price per share of $7.00. No transactions in the Common Stock were effected during the past 60 days by UM Investment or UM or, to the best of UM's knowledge, by any of the persons listed on Schedule I hereto." 4 After reasonable enquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 26, 1997 - --------------------------- Date /s/ John Aglialoro - --------------------------- Signature John Aglialoro Chairman UM Holdings, Ltd. and UM Investment Corporation - --------------------------- Name/Title 5 -----END PRIVACY-ENHANCED MESSAGE-----